Human
Rights Council
Twenty-first
session
Agenda
item 4
Human
rights situations that require the Council’s attention
on the Syrian
Arab Republic
Summary
II. Context
III. Findings
IV. Responsibility
V. Conclusions and recommendations
The
situation of human rights in the Syrian Arab Republic has
deteriorated significantly since 15 February 2012. Armed violence
increased in intensity and spread to new areas. Active hostilities
raged between Government forces (and the Shabbiha) and
anti-Government armed groups. Sporadic clashes between the armed
actors evolved into continuous combat, involving more brutal tactics
and new military capabilities on both sides. The level of armed
violence varied throughout the country.
During
the reporting period, the commission of inquiry determined that the
intensity and duration of the conflict, combined with the increased
organizational capabilities of anti-Government armed groups, had met
the legal threshold for a non-international armed conflict. The
commission therefore applied both international humanitarian law and
international human rights law in its assessment of the actions of
the parties to the hostilities.
The
commission found reasonable grounds to believe that Government forces
and the Shabbiha had committed the crimes against
humanity of murder and of torture, war crimes and gross violations of
international human rights law and international humanitarian law,
including unlawful killing, torture, arbitrary arrest and detention,
sexual violence, indiscriminate attack, pillaging and destruction of
property. The commission found that Government forces
and Shabbiha members were responsible for the
killings in Al-Houla.
The
commission confirms its previous finding that violations were
committed pursuant to State policy. Large-scale operations conducted
in different governorates, their similar modus operandi, their
complexity and integrated military-security apparatus indicate the
involvement at the highest levels of the armed and security forces
and the Government. The Shabbiha were
identified as perpetrators of many of the crimes described in the
present report. Although the nature, composition and hierarchy of
the Shabbiha remains
unclear, credible information led to the conclusion that they acted
in concert with Government forces.
The
commission found reasonable grounds to believe that war crimes,
including murder, extrajudicial execution and torture, had been
perpetrated by organized anti-Government armed groups. Although not a
party to the Geneva Conventions, these groups must abide by the
principles of international humanitarian law. The violations and
abuses committed by anti-Government armed groups did not reach the
gravity, frequency and scale of those committed by Government forces
and the Shabbiha.
Both
groups violated the rights of children.
The
commission is unaware of efforts meeting international standards made
by either the Government or anti-Government armed groups to prevent
or punish the crimes documented in the present report.
The
lack of access significantly hampered the commission’s ability to
fulfil its mandate. Its access to Government officials and to members
of the armed and security forces was negligible. Importantly, victims
and witnesses inside the country could not be interviewed in person.
A
confidential list of individuals and units believed to be responsible
for crimes against humanity, breaches of international humanitarian
law and gross human rights violations will be submitted to the United
Nations High Commissioner for Human Rights at the close of the
commission’s current mandate, in September 2012.
The
commission reiterates that the best solution is a negotiated
settlement involving an inclusive and meaningful dialogue among all
parties, leading to a political transition that reflects the
legitimate aspirations of all segments of Syrian society, including
ethnic and religious minorities.
I. Introduction
1. The
present report is submitted pursuant to Human Rights Council
resolution 19/22 of 23 March 2012, in which the Council extended the
mandate of the independent international commission of inquiry on the
Syrian Arab Republic established by the Council in its resolution
S-17/1 of 22 August 2011.
2. In
the present report, the commission[1] sets
out its findings based on investigations conducted up until 20 July
2012. The report builds upon the commission’s periodic updates
released on 16 April and 24 May 2012, as well as the oral update
presented by the commission to the Human Rights Council on 27 June
2012 (A/HRC/20/CRP.1). It also updates the findings of the
commission’s special inquiry into the events in Al-Houla, mandated
by the Council in its resolution S-19/1 of 1 June 2012.
3. The
present report should be read in conjunction with the commission’s
previous reports (A/HRC/S-17/2/Add.1 and A/HRC/19/69) with regard to
the interpretation of its mandate and working methods, as well as its
factual and legal findings concerning the events in the Syrian Arab
Republic between March 2011 and 15 February 2012.
A. Challenges
4. The
commission faced a number of challenges. It was given a broad mandate
— geographically, temporally and materially — to investigate all
allegations of human rights violations committed in the country since
March 2011. This meant conducting investigations in the context of a
rapidly changing situation, which evolved into armed conflict.
5. Lack
of physical access to the country also significantly hampered the
commission’s ability to fulfil its mandate. In particular, its
access to Government officials and to members of the armed and
security forces was negligible. Importantly, victims and witnesses
inside the country, especially those allegedly abused by
anti-Government armed groups, could not be interviewed in person.
6. The
commission filed repeated requests to visit the country, including
through notes verbales and letters dated 2 and 16 April, 1, 10 and 29
May, and 22 June 2012 (annex I), and meetings with the Permanent
Representative of the Syrian Arab Republic in Geneva on 26 and 30
April and 18 and 21 June 2012. These efforts enabled the Chairperson
to visit Damascus from 23 to 25 June to discuss with the authorities
the commission’s work, including the Al-Houla investigation.
Details of the visit were reported by the commission in its oral
update (A/HRC/20/CRP.1). The Government has yet to allow for in situ
investigation by the commission.
7. During
the commission’s mandate, the Government shared a number of
documents, including reports of investigations conducted by national
authorities, as well as lists of casualties. Such information is
reflected in the present report, where relevant.
B. Methodology
8. The
commission sought to adapt its methodology in view of the above
challenges. While continuing efforts to reflect violations and abuses
of human rights, irrespective of the alleged perpetrator, the
commission focused on the most serious allegations. It was mindful of
the protection of victims and witnesses, concerns that lie at the
heart of the methodology of human rights investigations.
9. Owing
to the lack of access to the Syrian Arab Republic, the commission
continued to deploy to the region to collect first-hand accounts from
those who had left the country. Starting on 15 February, the
commission conducted 693 interviews in the field and from Geneva,
including by Skype and telephone with victims and witnesses inside
the country. This brought the total number of interviews conducted by
the commission to 1,062 since its establishment in September 2011.
10. The
commission also examined photographs, video recordings, satellite
imagery and additional material, such as forensic and medical
records. It continued to review reports from Government and
non-governmental (both international and Syrian opposition) sources,
academic analyses, media accounts (including Syrian news outlets), as
well as United Nations reports, including from human rights bodies
and mechanisms.
11. The
commission applied the standard of proof used in previous reports,
namely “reasonable grounds to believe”. The commission relied
mainly on first-hand accounts to corroborate incidents.
12. In
its previous reports, the commission did not apply international
humanitarian law. During the present reporting period, the commission
determined that the intensity and duration of the conflict, combined
with the increased organizational capabilities of anti-Government
armed groups, had met the legal threshold for a non-international
armed conflict. With this determination, the commission applied
international humanitarian law in its assessment of the actions of
the parties during hostilities. (See also annex II.)
13. The
commission continued its engagement with representatives of Member
States, United Nations bodies and other international and regional
organizations. The commission is grateful to all those who cooperated
with it in the fulfilment of its mandate, first and foremost the
victims of and witnesses to human rights violations and abuses.
II. Context
A. Political
background
14. Efforts
to find a solution to the crisis in the Syrian Arab Republic
continued throughout the reporting period. The Government launched
several political and governance reforms, while the United Nations
and the League of Arab States appointed a joint special envoy, Kofi
Annan, on 23 February 2012. These efforts brought little progress,
given the escalating violence and the significant deterioration in
the situation on the ground.
15. The
reform initiatives included a referendum on a new Constitution, held
on 26 February 2012, parliamentary elections, held on 7 May, and the
appointment of a new Government, on 23 June. These events were
opportunities for introducing political pluralism and a democratic
political process. They were not, however, viewed as inclusive enough
to satisfy the growing dissident movement within the country or the
exiled opposition.
16. President
Bashar Al Assad did not succeed in engaging the opposition in a
meaningful dialogue. The elections were boycotted by the opposition,
and their outcome preserved the supremacy of the Baath party in
Parliament as well as in the new Government, thus failing to bring
emerging political forces into governance institutions. This
development further antagonized segments of the population and
opposition groups.
17. The
efforts of the international community channelled through the joint
special envoy resulted in the presentation of a six-point plan on 10
March 2012. The plan outlined steps to bring about a cessation of
violence by all parties and a commitment to a political process. The
ceasefire came into effect on 12 April, followed by the deployment by
the Security Council of the United Nations Supervision Mission in the
Syrian Arab Republic (UNSMIS) on 21 April for an initial period of 90
days to monitor the plan’s implementation. The arrival of UNSMIS
observers had an initial positive impact on the ground, and levels of
violence decreased in April. Thereafter, however, military operations
intensified to such a level that, by 15 June, UNSMIS had to suspend
its activities temporarily. On 20 July, the mandate of UNSMIS was
extended for a final period of 30 days. Further renewal was
conditional on the cessation of the use of heavy weapons and a
reduction in violence by all sides.
18. Opposition
groups represented in the Syrian National Council refused to engage
with President Assad, calling for him to leave power. Both the Syrian
National Council and the Free Syrian Army (FSA) accepted the
six-point plan, including the ceasefire. In March, an agreement was
signed by the Council and the FSA to cooperate on channelling funds
to the FSA via a liaison office within the Council; it was not
implemented, however, and each group continued to operate
independently.
19. Positions
varied in the international community on how to deal with the
conflict. Some States demanded the immediate departure of the
President; others focused on preventing any form of outside
intervention. Others continued to provide military supplies to the
Government. Still others called for funding, and provided
communication and material support to anti-Government armed groups.
The alleged presence of foreign advisers was also a point of
contention among States, as was the use of sanctions. The uncertain
international context undermined the efforts of the joint special
envoy to achieve a political solution to the conflict.
20. On
30 June 2012, the joint special envoy convened a meeting of an action
group consisting of the United Nations, the League of Arab States and
the European Union, as well as countries with an influence over the
parties to the conflict, including the five Permanent Members of the
Security Council. In a communiqué, the Action Group renewed a
commitment to the six-point plan and set out principles and
guidelines for a Syrian-led political transition. Opposition groups
criticized the proposed transition for leaving the door open for
President Assad to be part of a transitional Government. In a meeting
held in Cairo on 2 and 3 July under the auspices of the League of
Arab States, the Syrian opposition issued a common vision of a
political transition and a national pact establishing justice,
democracy and pluralism as the constitutional foundations of the
future Syria. However, they were unable to agree on the election of a
body that would represent them at the international level.
B. Military
situation[2]
21. During
the reporting period, the security situation deteriorated
significantly, with armed violence increasing in intensity and
spreading to new areas. Active hostilities increased between
Government forces (and pro-Government militia) and anti-Government
armed groups. Sporadic clashes between the armed actors evolved into
continuous combat, involving more brutal tactics and new military
capabilities on both sides. Levels of armed violence varied
throughout the country.
22. The
Government increasingly deployed its troops and heavy equipment in
operations against areas perceived to be supporting opposition
groups. All army divisions and security services engaged in military
operations. Typically, such operations began with the cordoning off
of a targeted area with checkpoints, then shelling as a prelude to
incursions by ground forces to dislodge insurgents and their
supporters. Shelling was also used in the context of direct clashes
and in operations to quell demonstrations. Air assets also fired on
fighters and unarmed demonstrators in localities under the influence
of armed groups.
23. Government
forces directed their main efforts towards the control of major
cities such as Damascus, Aleppo, Homs and Hama. Attacks on areas
allegedly infiltrated by anti-Government armed groups had the
unintended effect of increasing the support of local populations for
those groups. During many operations, large numbers of fighters and
civilians were killed.
24. Pro-Government
militia, including Shabbiha, reportedly acted alongside
Government forces in security and military operations. Their precise
nature, strength and relationship with the Government remains
unclear.
25. The
army faced increased attrition in personnel and equipment owing to
combat operations, defections and casualties. Defections affected the
troops psychologically, fuelling a crisis of confidence within the
ranks and encouraging further defections. The Government also had
difficulties in drafting new recruits, as many of those called up for
mandatory military service refused to report.
26. Anti-Government
armed groups expanded their activities throughout the country,
clashing with Government forces on multiple fronts simultaneously. At
the time of writing, they were involved in sustained armed
confrontations inside the capital, while establishing sanctuaries
throughout the rest of the country. Accounts indicated that there
were foreign fighters in the ranks of some armed groups.
27. The
FSA took measures to address the apparent deficiencies in its overall
effective command structure. In some governorates, the FSA created
local military councils that claimed leadership over groups fighting
in those areas. Many groups claimed affiliation with the FSA, while
other groups are emerging without a pronounced affiliation with it.
28. Anti-Government
armed groups engaged with the Government forces through direct
clashes, ambushes and raids. While investigations did not confirm the
use of more sophisticated weaponry by anti-Government armed groups,
their access to and capacity to effectively use available weapons
improved. They appeared to have access to increased funding and
logistical support.
29. The
commission noted the increased and effective use of improvised
explosive devices against the convoys, patrols and facilities of
Government forces. They were also used to target members of military
and security forces and Government officials.
30. Several
radical Islamic armed groups have emerged in the country. The most
important is the Al-Nusrah Front for the People of the Levant, a
group allegedly linked with Al-Qaida, which claimed responsibility
for several attacks, including suicide bombings against Government
forces and senior officials.
31. There
are also self-defence groups in several localities. Some of these
groups emerged in villages populated by allegedly pro-Government
minorities.
C. Socioeconomic
and humanitarian situation
32. The
crisis precipitated a rapid decline in the State’s economy. It has
exacerbated pre-existing levels of poverty and unemployment driven by
a decade-long drought in rural agricultural areas, which led to the
displacement of farmers to cities, and growing resentment against
those who were, or appeared to be, enjoying the economic benefits
distributed by the Government. According to the International
Monetary Fund, the economy of the Syrian Arab Republic will contract
significantly in 2012, primarily because of sanctions. The sharp drop
in economic growth has been accompanied by alarming indicators, such
as the devaluation of the Syrian pound, which has lost 30 per cent of
its value since the onset of events, and inflation that soared to
over 50 per cent.[3]
33. The
militarization of the conflict deepened the humanitarian crisis.
Thousands of Syrians have been internally displaced or have fled to
neighboring countries. At the time of writing, the United Nations
High Commissioner for Refugees (UNHCR) estimated that 1.5 million
people had been internally displaced. The Syrian population is
increasingly turning to the Syrian Arab Red Crescent, the World Food
Programme and other organizations for help.[4] By
July, there were 114,208 Syrians registered as refugees, receiving
assistance in four neighbouring countries (42,682 in Turkey, 34,050
in Jordan, 29,986 in Lebanon and 7,490 in Iraq).[5] Refugees
inside the Syrian Arab Republic, including some 500,000 Palestinians
and more than 103,000 registered Iraqi refugees,[6] are
also affected by the situation. UNCHR reported that more than 13,000
Iraqi refugees left the Syrian Arab Republic in the first half of
2012, most returning to Iraq.[7]
34. On
16 July, the commission received information from the Government of
the Syrian Arab Republic stating that it had been subjected “to
more than 60 packages of illegal unilateral coercive sanctions by the
United States of America, the European Union, the League of Arab
States, Turkey, Switzerland, Canada, Australia, Japan and others”.
In the Government’s view, these sanctions, which target economic,
financial and agricultural life in the country, amount to collective
punishment against the Syrian people. The Government particularly
deplored the sanctions imposed on the import of oil products,
including domestic gas and fuel oil, which severely affected the
livelihood of ordinary Syrians. The negative consequences of
sanctions, including those on public and private banking systems, oil
exports and the import of medical supplies, were also denounced.
35. Accounts
from interviewees demonstrated that entire communities are suffering
from a lack of food, fuel, water, electricity and medical supplies.
Shortages are especially acute in areas such as Homs, Idlib, Dar’a
and Hama. People forced by the hostilities to leave their homes are
in urgent need of shelter. According to the Office for the
Coordination of Humanitarian Affairs, the number of people in urgent
need of assistance has risen sharply, from an estimated 1 to 1.5
million people,[8] and
continues to rise steadily.
36. The
fourth meeting of the Syrian Humanitarian Forum, held on 16 July
2012, concluded that the deteriorating humanitarian situation was a
matter of grave concern to the international community. The security
situation has hindered the capacity of aid workers to assist the
population in need. The two humanitarian assistance appeals for
refugees in neighboring countries and the internally displaced
persons and others in need inside the Syrian Arab Republic are only
funded to 20 per cent.[9]
III. Findings
37. While
the commission focused on most serious violations of human rights, it
wishes to note the overall deteriorating human rights situation. In
addition to the right to life and the right to liberty and personal
security, other fundamental human rights continue to be violated.
Increased violence has further restricted the freedoms of expression,
association and peaceful assembly, which had initially sparked the
March 2011 uprising. The Syrian population is generally deprived of
basic economic, social and cultural rights. As it noted in previous
reports, the commission remains gravely concerned at the prevailing
climate of impunity for violations of human rights law.
A. Casualties
38. Information
provided by the Government indicates that, as at 9 July 2012, 7,928
people, including Government forces and civilians, had been killed as
a result of the unrest.
39. Other
entities, in particular Syrian non-governmental organizations and
opposition groups, including local coordinating committees, the
Centre for Documentation of Violations in Syria, the Syrian Network
for Human Rights and the Syrian Observatory for Human Rights, are
also counting casualties by employing a variety of methods. The
numbers they report range from 17,000 to 22,000. The commission was
unable to confirm these figures.
40. The
commission recorded numerous casualties resulting from incidents
across the country. It reports the deaths only of those persons about
which it has first-hand information through interviews conducted by
its investigators. In the commission’s figures, no distinction is
made between civilians and fighters. Injured persons are not
included. The commission, through interviews of victims and witnesses
of events from 15 February to 20 July, confirmed 840 deaths.
B. Special
inquiry into Al-Houla
41. The
commission delivered its preliminary findings (A/HRC/20/CRP.1) to the
Human Rights Council on 27 June 2012, based on evidence gathered up
until 22 June. In its report, the commission concluded that the
Government was responsible for the deaths of civilians as a result of
shelling the Al-Houla area and, particularly, Taldou village. It also
found that the Government’s investigation fell short of
international human rights standards. With regard to the deliberate
killing of civilians, the commission was unable to determine the
identity of the perpetrators. Nevertheless, it considered that forces
loyal to the Government were likely to have been responsible for many
of the deaths.
42. Access
to the country was not granted despite specific requests addressed to
the Government in a note verbale dated 4 June 2012 (annex I) and in
person by the chairperson during his visit to Damascus on 24 and 25
June. The Government has not delivered a final report on its own
inquiry, nor has it indicated when the report might be forthcoming.
43. The
commission conducted eight additional interviews, including with six
witnesses from the Taldou area, two of whom were survivors. It
examined other materials, including video recordings and satellite
imagery. It also reviewed analyses from other sources.
44. Forty-seven
interviews from various sources were considered by the commission.
Interviews were consistent in their depiction of events and their
description of the perpetrators as Government forces and Shabbiha.
Apart from the two witnesses in the Government report, no other
account supported the Government’s version of events. The
commission carefully reviewed the two witnesses’ testimony as set
out in that report, and judged their accounts as unreliable owing to
a number of inconsistencies (see also annex IV). Accounts of other
witnesses interviewed by different investigators remained consistent,
including those collected from children, despite the fact that they
were conducted over an extended period of time.
45. In
its oral update to the Human Rights Council, the commission
determined that anti-Government armed groups, Government forces
and Shabbiha could
have had access to the two crime scenes: the first, the seven
Abdulrazzak family homes on Saad Road (Tariq Al-Sad) and the second,
the two Al-Sayed family homes on Main Street (Al-Shar’i Al-Raisi),
across from the National Hospital.[10] The
commission has since determined that the checkpoint at Al-Qaws, which
is closest to the Al-Sayed house on Main Street, remained in
Government control on the day of the incident. The front line between
the opposition and Government forces was north of the checkpoint. The
commission, therefore, concluded that it was highly unlikely that an
anti-Government armed group would have had access to the Al-Sayed
family house on the day of the killings.
46. Regarding
the Abdulrazzak site, where more than 60 people were killed, the
commission considered that a large number of perpetrators would have
been required to carry out the crime. The commission found, through
satellite imagery and corroborated accounts, that the movement of
vehicles or weapons, as well as the size of the group, would have
been easily detectable by Government forces stationed at the Water
Authority position. The commission therefore believes that access to
the scene was not possible for any sizeable anti-Government armed
group.
47. The
National Hospital had been occupied by the army for several months
when the incidents took place. Although it was accessible by foot
from both crime scenes, no one — whether injured or fleeing the
crime scenes — sought refuge there for treatment or protection. As
far as the commission could determine, all the injured and their
relatives, as well as people from nearby houses, fled to
opposition-controlled areas. None of the injured sought medical
attention in the National Hospital. The Government report depicted
the loyalties of the Al-Sayed family as pro-Government, but surviving
family members fled to opposition-controlled areas of Taldou,
choosing not to seek assistance from nearby Government forces.
48. The
commission remains of the view that the Government has failed in its
legal obligation to investigate the murders in Al-Houla of 25 May
2012.
49. On
the basis of available evidence, the commission concluded that the
elements of the war crime of murder have been met. The killing of
multiple civilians, including women and children, was deliberate and
connected to the ongoing armed conflict. There are reasonable grounds
to believe that the perpetrators of the crime, at both the
Abdulrazzak and Al-Sayed family locations, were Government forces
and Shabbiha members.
50. There
are also reasonable grounds to believe that these acts were part of a
series of attacks directed against civilians, and as such, formed
part of the conclusion (see section C below) that crimes against
humanity were perpetrated by the Government and Shabbiha.
C. Unlawful
killing[11]
51. Cases
of attacks on civilians, murder and extrajudicial executions rose
sharply during the reporting period. The commission conducted some
300 interviews as it investigated incidents alleging the unlawful
killing of civilians and hors
de combat fighters.
The incidents that occurred in the contexts described below were
corroborated by multiple accounts.[12] While
both parties to the conflict perpetrated unlawful killings, the
gravity, frequency and scale of the violations committed by
Government forces and Shabbiha was,
according to information available, well in excess of those committed
by anti-Government armed groups.
1. Government
forces and Shabbiha
52. Most
unlawful killings occurred in the context of attacks against the
strongholds of anti-Government armed groups. According to the most
prominent pattern, attacks began with a blockade of the area and
shelling,[13] followed
by an assault by ground forces, including special forces
and Shabbiha.
Snipers were used extensively.[14] On
securing the area, Government forces undertook house-to-house
searches. Defectors, activists and fighting-age men were
systematically sought out during these operations. Wounded or
captured anti-Government fighters were executed. In some cases,
family members of fighters, defectors and activists, as well as
others who appeared to have been randomly selected, were also
executed.
53. This
pattern was recorded in, inter alia, Tremseh, Al Qubeir, Al-Houla,
Kili, Tal Rifat, Taftanaz, Sarmin, Ain Larouz, Atarib, Abdita, Homs
and Al Qusayr.
54. Excessive
force continued to be used against demonstrators exercising their
right to peaceful protest in Al Qamishli in March, and in Damascus,
Aleppo and Jabal Al Zawiya in April.
55. The
commission finds that the cases of unlawful killing described in the
present report provide reasonable grounds to believe that the
Government forces and Shabbiha violated
provisions of international human rights law protecting the right to
life. Furthermore, many of the same killings met the elements of the
war crime of murder under international criminal law.[15]
56. Attacks
were frequently directed against civilians and civilian objects.
Although the Government’s stated aim was to attack “terrorists”,
the attacks were directed at neighbourhoods, towns and regions with
civilian populations (see annex VI). The commission therefore
concludes that there are reasonable grounds to believe that the war
crime of attacking civilians was perpetrated in many instances.
57. There
are also reasonable grounds to believe that the documented incidents
constituted the crime against humanity of murder. In towns and
villages where there was a pattern of blockade, shelling, ground
assault and house-to-house searches, the conditions for a widespread
or systematic attack against a predominately civilian population were
met. The scale of the attacks, their repetitive nature, the level of
excessive force consistently used, the indiscriminate nature of the
shelling and the coordinated nature of the attacks led the commission
to conclude that they had been conducted pursuant to State policy.
2. Anti-Government
armed groups
58. Despite
its limited access to victims of anti-Government armed groups, the
commission was able to document cases of killing by anti-Government
fighters of captured Government soldiers, Shabbiha and
informers who admitted taking part in military attacks (see annex V).
While the human rights legal regime differs with regard to such
non-State actors as anti-Government armed groups, international
humanitarian law applies equally to all parties to a conflict.
59. The
commission considered corroborated evidence of killing hors
de combat soldiers and Shabbiha. In Al Qusayr,
Bab Amr, Qaldiya and elsewhere, the commission noted that persons
captured by anti-Government armed groups on occasion faced a
quasi-judicial process prior to their execution. A consistent account
of the trial process has not been forthcoming, nor has information on
the extent of adherence to fair trial standards. Executing a prisoner
without affording fundamental judicial guarantees is a war crime.
60. The
commission concluded that information on executions perpetrated by
anti-Government armed groups — with or without a “trial” —
constituted reasonable grounds to believe that the war crimes of
murder or of sentencing or execution without due process had been
committed on several occasions. The commission was not able to
corroborate alleged attacks directed against individual civilians not
participating in hostilities or against a civilian population.
3. Unknown
perpetrators
61. The
commission found that scores of civilians had been killed in nine
explosions between March and July by unknown perpetrators.[16] The
explosions appeared to have been caused by suicide bombers or by
improvised explosive devices, including vehicle-borne ones.
62. While
the above-mentioned acts may be linked to non-international armed
conflict and thus assessed under international humanitarian law, lack
of access to the crime scenes combined with an absence of information
on the perpetrators hampered the commission’s ability to make such
an assessment. These are nevertheless domestic crimes prosecutable
under the Syrian criminal code. The Government is obliged to ensure
that an investigation is conducted impartially, promptly, effectively
and independently, in accordance with its international human rights
obligations.
D. Arbitrary
detention and enforced disappearance[17]
63. The
commission interviewed 25 people who alleged to have been arbitrarily
arrested and unlawfully detained. A further five interviews were
conducted with defectors claiming to have observed arbitrary arrests
and detentions while in active service.
64. According
to the Government, more than 10,000 people have been released since
February 2011, pursuant to 4 amnesties, including 275 people released
on 10 July 2012. In his report on the implementation of Security
Council resolution 2043 (2012) (S/2012/523), the Secretary-General
noted that UNSMIS had observed the release of 468 detainees in Dar’a,
Damascus, Hama, Idlib and Deir el-Zour on 31 May and 14 June 2012.
65. Official
statistics on the number of detainees and detention centres have yet
to be provided by the Government. As at 25 June, UNSMIS had received
and cross-checked information on 2,185 detainees and 97 places of
detention across the country. Syrian non-governmental organizations
put the number of those currently detained as high as 26,000. The
commission was unable to confirm the number of those arrested and
detained.
66. Most
arrests were made in four situations: those believed to be planning
to defect or who had refused to follow orders (usually to open fire
on civilians); during house searches; at checkpoints; and protesters,
either at or subsequent to protests. In a few cases, people were
arrested randomly in areas where there were no active hostilities.
Four of those so reported were women. Two were children, a boy of 14
and a girl of 9.
67. No
interviewee was offered or received legal counsel. With one
exception, no interviewee received a family visit. Only two
interviewees, arrested on suspicion of planning to defect, were
formally charged with an offence.
68. Many
claimed that, prior to release, they were made to sign or thumbprint
a document, the contents of which were unknown to them. Three
detainees were brought before a judge and then released. In one
unverified incident, the interviewee stated that, although the judge
had ordered his release, he had remained in detention for another 3
months. Also interviewed was a former judge who stated that security
agents prohibited questioning unless they were present and, on one
occasion, held the judge at gunpoint.
69. The
duration of detention of interviewees ranged from a few hours to 5
months. Most of those interviewed were held for 60 days or fewer.
70. The
commission considers that domestic legislation in the Syrian Arab
Republic (see annex II) fails to meet its obligations under article 9
of the International Covenant on Civil and Political Rights to ensure
that those arrested and detained on criminal charges appear “promptly
before a judge or other officer authorized by law to exercise
judicial power”.
71. There
are reasonable grounds to believe that Government forces arbitrarily
arrested and detained individuals. Of particular concern are the
detention of individuals without charge, the failure to provide
detainees with legal counsel or family visits and the absence in most
cases of any form of judicial review.
72. Regarding
enforced disappearance, families of those arrested were not informed
at the time of arrest or at any point thereafter of the place of
detention of their relatives. In most cases, families were unaware of
their relatives’ place of detention.
73. Where
the Government refuses to acknowledge the arrest and detention or to
disclose the fate of the person concerned, the crime of enforced
disappearance has been committed.
E. Torture
and other forms of ill-treatment[18]
1. Government
forces and Shabbiha
74. Starting
on 15 February 2012, the commission interviewed 81 people regarding
allegations of torture and other forms of cruel, inhuman or degrading
treatment. Fifty-nine interviews concerned events within the
reporting period. The commission was unable to visit detention
centres to interview detainees or to observe detention conditions.
75. Thirty
of the above-mentioned 59 stated that they had been arrested and/or
detained by Government forces or Shabbiha. All but one
reported suffering physical violence during detention. Nineteen other
interviewees reported witnessing detainees being tortured or
ill-treated; this included 10 individuals who had worked in detention
centres or at checkpoints before defecting. Where possible, the
commission observed the wounds or scars of alleged victims.
76. While
most had been held in official detention centres, six stated that
they had been detained in unofficial facilities, such as civilian
houses, prior to being transferred to an official centre. In
unofficial centres, interviewees reported abuse by soldiers
and Shabbiha. A further nine interviewees stated that
they had been beaten or assaulted during house searches or at
checkpoints, or had witnessed the assault of others. None of the nine
was subsequently detained.
77. Reported
methods of torture were consistent across the country. Interviewees
described being severely beaten about the head and body with electric
cables, whips, metal and wooden sticks and rifle butts, burned with
cigarettes, kicked, or subjected to electric shocks applied to
sensitive parts of the body, including the genitals. Six interviewees
reported having lost consciousness during interrogation.
78. Multiple
reports were received about detainees being beaten on the soles of
the feet (falaqa).
Common practices included keeping detainees in prolonged stress
positions, including hanging from walls or ceilings by their wrists
(shabeh)
or hanging by their wrists tied behind their backs. Other methods
comprised forcing detainees to bend over and put their head, neck and
legs through a tyre while beatings were administered (dulab);
and tying detainees to a board with their head unsupported and either
stretching them or folding the board in half. Some detainees were
subjected to rape and other forms of sexual violence.[19] On
many interviewees, scars and wounds consistent with their accounts
were visible.
79. Several
forms of torture and ill-treatment meted out did not result in
physical evidence. Detainees were forcibly shaved, made to imitate
dogs and declare that “there is no God but Bashar”. Other
interviewees stated that they were forced to undress and remain naked
for prolonged periods. Three interviewees stated that they were
threatened with execution. One reported being present when another
detainee was threatened with sexual assault; another stated that
interrogators threatened to arrest and rape female relatives.
80. Six
interviewees were moved to multiple detention facilities, among
different intelligence agencies. One interviewee reported having been
moved to 10 different centres across four governorates in five
months. Another interviewee was transferred to four different
locations in Dar’a and Damascus, again during five months. Where
there were multiple transfers, interviewees suffered physical
violence in each location.
81. The
majority of detainees described being held in small, overcrowded
cells. Two interviewees reported that cells were so overcrowded that
it was impossible to sit or lie down. All but one reported that food
and water were inadequate. One interviewee stated that, having been
without water for a week, he had to drink his own urine. Several
interviewees stated that their cells had no toilet. Four interviewees
described cells infested with insects and lice. The commission was
unable to corroborate reports of the denial of medication and medical
treatment.
82. The
commission recorded accounts that, if verified, would amount to a
breach of the Standard Minimum Rules for the Treatment of Prisoners
(see annex II).
83. The
commission confirms its previous finding that torture and other forms
of cruel, inhuman or degrading treatment were committed by Government
forces and Shabbiha, in violation of the State’s
obligations under international humanitarian law and international
human rights law.
84. The
commission determined that severe pain was inflicted upon persons in
official and unofficial detention centres, during house searches and
at checkpoints. It also found that torture was inflicted to punish,
to humiliate or to extract information. Much of the physical violence
described by interviewees has been found to constitute torture by
various international tribunals (see annex II).
85. The
commission found reasonable grounds to believe that torture was
perpetrated as part of a widespread attack directed against civilians
by Government forces and Shabbiha who had knowledge
of the attack. It concludes that torture as a crime against humanity
and as a war crime was committed by Government forces
and Shabbiha members. Members of security forces, in
particular military and air force intelligence, appear to be
primarily responsible for torture and ill-treatment. The commission
noted the involvement of Shabbiha members in acts of
torture in unofficial detention centres in Homs in February and
March.
86. The
commission found that conduct such as forcibly shaving detainees and
forcing them to imitate dogs constitutes cruel, inhuman or degrading
treatment. Similarly, the conditions of detention as described in
interviews constitute cruel, inhuman or degrading treatment of
detainees.
2. Anti-Government
armed groups
87. Fifteen
interviews were conducted about the treatment of members of
Government forces and Shabbiha members by
anti-Government armed groups. All interviewees claimed to be members
of these armed groups and detailed the capture, interrogation and
either release or execution of those detained. Three interviewees
stated that captured Government fighters and Shabbiha members
were tortured during interrogation prior to execution.
88. The
commission found reasonable grounds to believe that torture and other
forms of ill-treatment were committed by anti-Government armed groups
during interrogation of captured members of Government forces and
the Shabbiha. It determines that severe pain was
inflicted to punish, to humiliate or to extract information.
89. The
commission determines, however, that the acts of torture were not
committed as part of either a widespread or systematic attack on a
civilian population; therefore, they do not constitute crimes against
humanity, but may be prosecutable as war crimes.
F. Indiscriminate
attacks
90. To
comply with international humanitarian law, those ordering and
carrying out attacks must ensure that they distinguish between
civilian and military targets.[20] Accounts
indicated that Government forces on occasion directed shelling to
target small opposition strongholds. In many attacks, however, those
firing projectiles did not distinguish between civilian and military
targets. In most of the cases investigated, shelling preceded an
assault by ground forces; it was also used against demonstrations. In
some cases, it was used against anti-Government armed groups where
the military was unwilling to risk equipment and troops.
91. Most
deaths in Bab Amr during the military operation that began in
February 2012 were caused by extensive and indiscriminate shelling by
Government forces of primarily civilian infrastructure and
residential areas. The city of Al Qusayr suffered indiscriminate
attacks between February and May; one credible source told the
commission, “I witnessed what people call indiscriminate shelling –
the Syrian army just spreads mortar fire across an entire
neighbourhood.” On 5 June, Government forces began an
assault on Al Haffe by cordoning off the town and then shelling with
tanks, mortars and helicopter gunships.
92. Additional
corroborated accounts of indiscriminate shelling were recorded in
Atarib, on 14 February; Ain Larouz, on 5 March; Sermin, on 22 March;
Taftanaz, on 4 April; Kili, on 6 April; Al-Houla, on 25 May, and 12
and 13 June; Akko, on 9 June; Salma, on 11 June; and Jobar, on
various dates in late June.
93. The
commission took note of video evidence from Hama governorate in July
indicating the use of cluster munitions. The material could not be
corroborated. Although the Syrian Arab Republic is not a party to the
Convention on Cluster Munitions, the commission notes that such
weapons are inherently indiscriminate when employed in residential
areas or areas frequented by civilians.
94. On
the basis of its findings, the commission determined that the legal
threshold for an indiscriminate attack as a violation of customary
international humanitarian law was reached. Government forces fired
shells into areas inhabited by civilians while failing to direct them
at a specific military objective.
95. Moreover,
the attacks, especially shelling, caused incidental loss of civilian
life and injury to civilians, as well as damage to civilian objects.
There are reasonable grounds to believe that the damage was excessive
when compared to the anticipated military advantage.
G. Sexual
violence[21]
96. Forty-three
interviews were conducted on incidents of sexual violence, against
men, women and children, committed by Government forces and
the Shabbiha since February 2012. Interviewees
included two female and three male victims of rape. Also interviewed
were five eyewitnesses of rape, three of whom were also victims.
Seven interviewees were defectors who stated that rape and sexual
assault had been committed by soldiers and the Shabbiha.
97. There
were difficulties in collecting evidence of sexual violence owing to
cultural, social and religious beliefs surrounding marriage and
sexuality.
98. Accounts
indicated that rape and other forms of sexual violence had been
committed in two circumstances. The first was during house searches
and at checkpoints by Government forces and Shabbiha; the
second, in detention. In addition, in Homs, between late February and
April, there were several reports of abduction and rape of women, and
corroborated accounts of women forced to walk naked in the streets of
Karm-Al Zeitoun in February.
99. Fifteen
interviewees described incidents of sexual violence committed during
house searches and at checkpoints during military operations in Homs
between February and May, and in Al Haffe in June. Five interviewees
detailed incidents of sexual violence in Zabadani in late February
and in various locations in Hama governorate in April. The attacks
were reportedly perpetrated by soldiers and Shabbiha.
100. The
commission continued to receive reports of rape and sexual assault in
detention centres, committed usually as part of torture and/or
ill-treatment. Multiple reports were received of male detainees
receiving electric shocks to their genitals during interrogations.
101. The
commission finds reasonable grounds to believe rape and sexual
assault were perpetrated against men, women and children by
Government forces and Shabbiha members. Rape and
sexual assault were also part of torture in official and unofficial
detention centres.
102. Having
previously determined that military operations such as those in Homs
in February and March and in Al Haffe in June were part of a
widespread or systematic attack against a civilian population, the
commission finds that the rapes committed during these attacks, made
with knowledge of the attacks, could be prosecuted as crimes against
humanity.
H. Violations
of children’s rights[22]
103. The
commission conducted 168 interviews concerning alleged violations of
children’s rights. Of these, 30 interviewees were under the age of
18. In interviews, the adverse psychological and social impact of the
violence on children was evident.
1. Government
forces and Shabbiha
104. The
commission recorded the killing of 125 children, mainly boys, after
15 February 2012.
105. Children
were killed and injured during the shelling of towns and villages.
During a visit to a hospital in Turkey, the commission saw a
2-year-old girl, severely injured in the June shelling of Azaz. There
were also multiple reports of children killed and wounded by snipers.
106. Children
were also killed during attacks on protests, such as the attack in
Menaq village on 15 March, and in attacks on villages believed to be
harbouring defectors or anti-Government armed groups. There were
multiple accounts of children killed during military ground
operations and house searches (see annex V). Forty-one children were
among those killed in Al-Houla on 25 May. Some were killed during
shelling, but most appeared to have been shot at close range.
107. There
were reports of the arbitrary arrest and detention of children.
Children described having been beaten, whipped with electrical
cables, burned with cigarettes and subjected to electrical shocks to
the genitals. There were multiple reports of detained minors held in
the same cells as adults.
108. The
commission received reports of the rape and sexual assault of girls
under the age of 18 (see annex VII).
109. No
evidence of Government forces formally conscripting or enlisting
children under the age of 18 was received. However, three incidents
were documented in which Government forces used children as hostages
or as human shields.
110. Schools
in various locations across the Syrian Arab Republic were looted,
vandalized and burned in response to student protests. Various
accounts described their use by Government forces
and Shabbiha members as military staging grounds,
temporary bases and sniper posts (see paragraphs 116–125 below).
111. Reports
also indicated that injured people, including children, feared to
seek medical treatment at public hospitals. Many children were
brought to field clinics that could treat only minor injuries.
112. Evidence
gathered indicated that children’s rights continue to be violated
by Government forces and the Shabbiha. The legal
conclusions reached in annexes IV, V, VII, VIII and IX apply.
113. The
detention of adults and children together is in breach of the
Government’s obligations under the Convention on the Rights of the
Child, unless a separation breaches the right of families to be
housed together.
2. Anti-Government
armed groups
114. Eleven
interviewees, including four minors, discussed the use of children by
anti-Government armed groups. All stated that anti-Government armed
groups, including the FSA, used children in support roles, such as
assisting medical evacuations or as couriers. Five interviewees
stated that the anti-Government armed groups used children under the
age of 18 — and in one account, under 15 — as fighters.
115. The
commission considers that there is currently insufficient information
to find that anti-Government armed groups used children under the age
of 15 to participate actively in hostilities. It notes with concern,
however, the reports that children under 18 are fighting and
performing auxiliary roles for anti-Government armed groups.
I. Attacks
on protected persons and objects
116. The
conflict in the Syrian Arab Republic has generated thousands of
casualties. Hospitals and clinics have been caught up in hostilities.
Field clinics have been deliberately targeted. Civilian objects, such
as schools, municipal buildings and hospitals, are routinely occupied
by Government forces seeking to establish a presence. Underground
field clinics are poorly equipped, unsterile and lack basic tools,
medical supplies and blood. The Syrian Arab Red Crescent is also
active in providing for the medical and humanitarian needs of the
conflict-affected.
117. International
humanitarian law not only prohibits attacks on civilians and civilian
objects but also requires their protection.[23] The
commission collected video materials and conducted 12 interviews
about attacks on protected persons or objects, in particular schools
and medical facilities.
118. The
commission recorded multiple incidents of attacks on field hospitals.
During an intense shelling period, the Bab Amr field hospital was hit
and partially destroyed. In Al Qusayr, in late February, a field
clinic was attacked by a helicopter. One witness stated that, in
February, the Yousef al-Atmeh school building in Jisr Al Shughour,
used as a field clinic by local residents, was bombed by security
forces.
119. Members
of the Syrian Arab Red Crescent were victims of attacks. Five staff
members have been killed since the beginning of the crisis, the
latest on 10 July in Deir el-Zour. In May, while evacuating two
injured persons in A’zaz, a Red Crescent ambulance was shot at by
military snipers and two medics were injured; all of them were
wearing Red Crescent uniforms. On the same day, the Red Crescent
office in A’zaz was shelled and burned. The director was arrested
and held for 20 days.
120. On
24 April, in Duma, five ambulances belonging to the Syrian Arab Red
Crescent were caught in crossfire. One doctor was killed and four Red
Crescent staff members were injured.
121. Government
forces continued to occupy public hospitals in several localities. In
May, the military placed tanks, armed vehicles and troops inside the
compound and snipers on the roof of the national hospital in A’zaz
and Al Qusayr. The same occurred in Al Haffe in June.
122. Government
forces occupied schools and other civilian buildings, transforming
them into military staging grounds, temporary bases and sniper posts.
For instance, in March, a girl from Atarib described the use of two
schools as barracks for Government forces, with tanks at the school
gates and snipers posted on the rooftops. The school in Al Qusayr was
similarly occupied in May. One interviewee stated that, on 11 March,
he was shot at by a sniper from the rooftop of the local school in
Jondia.
123. The
commission finds reasonable grounds to believe that Government forces
acted in violation of international humanitarian law by targeting
members of the Syrian Arab Red Crescent. These acts may also be
prosecutable as a war crime. Furthermore, by positioning its military
assets, which are legitimate targets of enemy forces, inside civilian
objects, Government forces are violating the international
humanitarian law principle of distinction. Government forces have
also violated international humanitarian law by deliberately shelling
field clinics.
124. The
Government’s occupation of hospitals and schools infringes the
rights to education and health.
125. The
commission was unable to corroborate allegations of anti-Government
groups targeting civilians or civilian objects.
J. Pillaging
and destruction of property[24]
1. Government
forces and Shabbiha
126. The
commission received corroborated reports of the pillaging,
destruction and burning of property by Government forces
and Shabbiha members during its military operations.
Where such acts occurred during house searches, the commission
documented dozens of cases of looting of property, including of
money, vehicles, jewellery and electrical goods.
127. Those
interviewed indicated that searches, and thus the pillaging, burning
and destruction of property, targeted groups and individuals who
appeared to be defectors, members of anti-Government armed groups,
demonstrators, and family members of the aforementioned. In
particular, family members of defectors described how their homes,
farms and shops were burned. In some instances, the looting, burning
and destruction of property appeared to be directed at entire
communities rather than at specific individuals.
128. According
to soldiers who later defected, the looting and burning of property
of opposition activists and defectors was intended to, inter alia,
impose financial constraints on them and their activities. Government
soldiers and Shabbiha also benefited from these acts
financially, conducting them with complete impunity.
129. There
are reasonable grounds to believe that Government forces
and Shabbiha members committed the war crime of
pillage. The commission also determined that Government forces
and Shabbiha members engaged in the destruction and
burning of property during house searches.
2. Anti-Government
armed groups
130. The
commission received no reports of the pillaging or destruction of
property by anti-Government armed groups, but lack of access to
Syrian Arab Republic hampered investigations. The Government provided
information relating to crimes allegedly perpetrated by
anti-Government armed groups, including looting and vehicle theft,
which the commission was unable to corroborate. Consequently, the
commission was unable to reach any findings regarding the alleged
pillaging, burning and destruction of property by anti-Government
armed groups.
IV. Responsibility
131. The
commission finds reasonable grounds to believe that crimes against
humanity, breaches of international humanitarian law and gross human
rights violations have been committed in the Syrian Arab Republic.
The commission endeavoured, where possible, to identify individuals
in leadership positions who may be responsible. In March, the
commission handed over to the United Nations High Commissioner for
Human Rights confidential lists of suspected individuals and
units.[25] Further
lists will be provided at the close of its current mandate, in
September 2012.
A. State
responsibility
132. The
evidence collected confirmed the commission’s previous finding that
violations had been committed pursuant to State policy. Large-scale
operations conducted in different governorates, their similar modus
operandi, their complexity and integrated military/security apparatus
indicate involvement at the highest levels of the armed and security
forces and the Government.
133. Eyewitnesses
consistently identified the Shabbiha as perpetrators
of many of the crimes described in the present report. Although the
nature, composition, hierarchy and structure of this group remains
opaque, credible information led to the conclusion
that Shabbiha members acted with the acquiescence
of, in concert with or at the behest of Government forces.
International human rights law recognizes the responsibility of
States that commit violations through proxies.
B. Responsibility
of anti-Government armed groups
134. Although
not a State party to the Geneva Conventions, organized armed groups
must nevertheless abide by the principles of international
humanitarian law.[26] During
non-international armed conflicts, serious violations of
international humanitarian law committed by members of such groups
are prosecutable as war crimes. Non-State actors may also bear
responsibility for gross abuses of human rights, in particular those
that amount to international crimes.[27] The
commission identified such violations, including murder,
extrajudicial execution and torture, perpetrated by members of
anti-Government groups.
C. Individual
responsibility
135. Whether
members of Government forces or anti-Government groups, those who
intentionally commit the crimes identified in the present report bear
responsibility. In addition, those who order these crimes to be
committed (or plan, instigate, incite, aid or abet) are also liable.
The commission received consistent evidence that mid- and
high-ranking members of Government forces were directly involved in
illegal acts. Defectors stated that commanders ordered their
subordinates to shoot civilians and hors de combat fighters,
and to torture and mistreat detainees. Orders were often enforced at
gunpoint, and anyone hesitating to comply risked arrest or summary
execution. Evidence showed that widespread looting and destruction of
property occurred with the acquiescence of commanders.
136. Leadership
within anti-Government armed groups was also implicated in the war
crimes and human rights abuses detailed in the present report. Local
commanders either ordered the execution of captured members of
Government forces and the Shabbiha or killed them
themselves.
D. Command
responsibility
137. Military
commanders and civilian superiors bear responsibility for crimes
against humanity and war crimes if they fail to take reasonable
measures within their power to prevent or repress the commission of
these crimes or to submit the matter to the competent authorities.
These measures must be implemented with respect to subordinates over
whom they exercise effective command and control.
138. Extensive
coverage of events, including the likely occurrence of violations and
crimes, led the commission to conclude that military commanders and
civilian superiors at the highest levels of Government must have
known about such events.
139. The
same applied to abuses and crimes committed by anti-Government armed
groups. Local-level commanders acknowledged some of the acts
described in interviews.
140. The
commission is unaware of efforts that meet international standards
made by either the Government or anti-Government armed groups to
prevent or punish crimes documented in the present report.
141. The
Government’s National Independent Legal Commission has reportedly
been investigating some allegations of violations.[28] The
Government also set up a special inquiry into the events of Al-Houla.
The investigation reports received on Tremseh, Al Qubeir and Al-Houla
were considered by the commission. The commission was unable to
identify any case of successful prosecution of any military or
security force commanders or civilian superiors who bore
responsibility for crimes against humanity, war crimes or gross human
rights violations committed since March 2011.
142. No
credible information has been received about anti-Government armed
groups investigating, prosecuting and punishing members of their
groups alleged to have committed crimes and abuses identified.
V. Conclusions and recommendations
143. The
human rights crisis has escalated significantly in the context of
unrestrained hostilities, which have evolved into a non-international
armed conflict. The civilian population across all communities bears
the brunt of this conflict, thousands having lost their lives in the
spiral of violence.
144. The
socioeconomic and humanitarian situation has further deteriorated,
leaving the majority of the population in a state of disarray. The
commission maintains that sanctions result in a denial of the most
basic human rights of the Syrian people.
145. The
commission concludes that there are reasonable grounds to believe
that Government forces and the Shabbiha committed
crimes against humanity, war crimes and violations of international
human rights law and international humanitarian law. There are also
reasonable grounds to believe that anti-Government armed groups
committed war crimes and abuses of international human rights law and
international humanitarian law. Both parties violated the rights of
children.
146. Human
rights violations and abuses must be thoroughly investigated.
Evidence of violations and abuses, including international crimes,
must be systematically collected to facilitate the process of holding
perpetrators accountable. Access must be accorded to the commission
so that it may investigate such violations impartially and in situ.
147. The
commission believes that the large-scale operations during which the
most serious violations were committed were conducted with the
knowledge, or at the behest, of the highest levels of Government.
Responsibility therefore rests with those who either ordered or
planned the acts or, in the case of those in effective command and
control, those who failed to prevent or punish the perpetrators. The
consistent identification of the Shabbiha as
perpetrators of many of the crimes does not relieve the Government of
its responsibility, as international law recognizes the
responsibility of States that commit violations through proxies.
148. The
commission identified violations of international humanitarian law
and international human rights law committed by members of
anti-Government groups. Those who either ordered or planned the acts,
or in the case of those in effective command and control, failed to
prevent or punish perpetrators, bear responsibility.
149. The
increased militarization of the conflict is disastrous for the Syrian
people and could provoke tragic consequences for the entire region. A
sustained cessation of hostilities by all parties remains of
paramount importance to end the violence and gross human rights
violations and abuses.
150. The
commission reiterates that the best solution continues to be a
negotiated settlement involving an inclusive and meaningful dialogue
among all parties, leading to a political transition that reflects
the legitimate aspirations of all segments of Syrian society,
including ethnic and religious minorities.
151. Considering
the catastrophic threats to the Syrian polity and people, as well as
to the stability of the region, the commission renews the
recommendations made in its previous reports, and emphasizes those
that follow.
152. With
regard to the international community:
(a) Countries
with influence over the parties to the Syrian conflict, in particular
the permanent members of the Security Council, should work in concert
to put pressure on the parties to end the violence and to initiate
all-inclusive negotiations for a sustainable political transition
process in the country;
(b) The
continued presence of the United Nations in the country is essential
for the effective implementation of the ceasefire and to support the
Syrian people in initiating broad, inclusive and credible
consultations to achieve reconciliation, accountability and
reparation within the framework of international law.
153. The
commission recommends that the Government of the Syrian Arab
Republic:
(a) Investigate
all violations of international human rights law and international
humanitarian law as set out in the present report to ensure that
those responsible are held to account, in accordance with due
process, and that victims are afforded access to justice and
reparation;
(b) Release
immediately all persons arbitrarily detained, publish a list of all
detention facilities and ensure that conditions of detention comply
with applicable law;
(c) Abide
by the rules of armed conflict and distribute the rules of engagement
guiding army and security forces operations;
(d) Grant
the international community immediate access to the affected areas to
provide humanitarian assistance to all those in need.
154. The
commission recommends that anti-Government armed groups:
(a) Adopt,
publicly announce and abide by rules of conduct that are in line with
international human rights law and international humanitarian law
standards, and hold perpetrators of abuses to account;
(b) Provide
relevant humanitarian and human rights institutions with information
on the fate of persons captured, and to give access to detainees.
155. The
commission recommends that the Office of the High Commissioner
consolidate a presence in the region to strengthen efforts to promote
and protect human rights in the Syrian Arab Republic.
156. The
commission recommends that the Human Rights Council transmit the
present report to the Secretary-General for the attention of the
Security Council so that appropriate action may be taken in view of
the gravity of the violations, abuses and crimes perpetrated by
Government forces and the Shabbiha, and by
anti-Government groups, documented herein.
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